PrF:NF103Zk Financial Market Supervision - Course Information

NF103Zk Procedure within Financial Market Supervision

Extent and Intensity

2/2/0. 6 credit(s). Type of Completion: zk (examination).
Taught in person.

Teacher(s)

doc. JUDr. Petr Mrkývka, Ph.D. (lecturer)
JUDr. Ivana Pařízková, Ph.D. (lecturer)
JUDr. Johan Schweigl, Ph.D. (lecturer)
JUDr. Ivana Pařízková, Ph.D. (seminar tutor)
JUDr. Johan Schweigl, Ph.D. (seminar tutor)

Guaranteed by

doc. JUDr. Petr Mrkývka, Ph.D.
Department of Financial Law and Economics – Faculty of Law
Contact Person: Zuzana Suchá
Supplier department: Department of Financial Law and Economics – Faculty of Law

Prerequisites (in Czech)

! OBOR ( PR ) && ! OBOR ( PR01 ) && ! PROGRAM ( N - VS )

Course Enrolment Limitations

The course is also offered to the students of the fields other than those the course is directly associated with.

fields of study / plans the course is directly associated with

• Finance and Law (programme ESF, N-FIPR)

Course objectives

The subject follows the basic knowledge of the administrative process in the financial administration, which the student obtained especially in the bachelor study program Finance and Law. The focus of the subject is based on the specific position of the Czech National Bank, which is the financial market supervision authority and the crisis management authority with the competencies of the administration. The first part of the course deals with the issue of the Czech National Bank in the position of an administrative authority and the application of general principles of the activities of the administrative bodies to the activities of the Czech National Bank. The second part of the course deals with general and special procedural procedures at the first stage of the procedure. The third part focuses on an appeal and cassation decision and the application of administrative justice. The fourth part will take into account special processes, especially the offense proceedings before the Czech National Bank. • The aim of the subject is to orient students in administrative proceedings before the Czech National Bank as a financial market supervision authority and thus to deepen their knowledge in the field of administrative and financial processes. It builds on the student's basic knowledge acquired through the study of subjects in the field of financial and administrative law, especially in relation to the non-fiscal part of the financial law, in order to significantly extend and at the same time to teach the student also practical skills. • After completing the course the student will have knowledge of the specific administrative proceedings before the Czech National Bank in matters of financial market supervision.

Learning outcomes

The student is able to distinguish the general administrative procedure from the special administrative proceedings before the Czech National Bank in the field of financial market supervision, it can define the parties, controls the concepts and institutes of the process before the Czech National Bank, understands basic and specific principles of the Czech National Bank office. He is able to conceive the key procedural steps of both the participant and the Czech National Bank.

Syllabus

• Lectures:
• 1. Application of administrative procedural law in proceedings before the Czech National Bank. Relationship between substantive and procedural regulation. Formal sources.
• 2. The Principles of the Czech National Bank's Activities as an Institution with Competencies of the Administrative Authority.
• 3. The Czech National Bank as an administrative body.
• 4. Financial market participants as parties to the proceedings.
• 5. Initiation of proceedings, forms of proceedings, documents for decision.
• 6. Evidence.
• 7. Means to ensure the course of the proceedings. Suspension of proceeding suspension of proceedings.
• 8. Decisions.
• 9. Guarantees of legality. Appeal. Exceptional remedies.
• 10. CNB's decision before the court.
• 11. Corrective measures and infringements in the area of financial market supervision.
• 12. Special proceedings before the Czech National Bank.
• 13. A process with a foreign element in the framework of European and international cooperation of the financial market supervisory authorities.
• Seminars:
• 1. Relationship between material and procedural law. Principles of procedural law. Subsidiary nature of the Code of Administrative Procedure.
• 2. Judicature and other sources of knowledge of application practice.
• 3. Requirements and Concept of Action in Proceedings before the Czech National Bank.
• 4. Administrative discretion and evaluation of evidence.
• 5. Execution of decisions, costs of proceedings, fees.
• 6. Principles of Good Administration in the Activities of the Czech National Bank as a Financial Market Authority and Institutions with Competencies of the Administrative Authority.

Literature

required literature
• Interaktivní osnova

not specified
• http://www.cnb.cz/cs/dohled_financni_trh/vykon_dohledu/pravomocna_rozhodnuti/index.html
• SKULOVÁ, Soňa, Petr PRŮCHA, Petr HAVLAN, Jana JURNÍKOVÁ and Stanislav KADEČKA. Správní právo procesní. 2. upravené vydání. (Administrative procedural law. 2nd adapted edition.). Plzeň: Vydavatelství a nakladatelství Aleš Čeněk, s.r.o., 2012, 386 pp. ISBN 978-80-7380-381-0. info

Teaching methods

lectures and skill training

Assessment methods

The exam is written and consists of 15 closed questions and 2 open questions - focused primarily on topics discussed in lectures, assignments and seminars. When preparing, I recommend that you base your work mainly on the materials and texts included in the interactive curriculum, or related legal regulations. 1 point for a correctly answered closed question, 0-5 points for an open question depending on the correctness of the answer, i.e. a total of 25 points can be achieved. The minimum number for passing the course is 13 points.

Language of instruction

Czech

Further comments (probably available only in Czech)

The course is taught annually.
The course is taught: every week.

Teacher's information

The lectures are accompanied by a powerpoint presentation placed in study materials in the information system of Masaryk University. Legislation on the content of the subject, as well as professional literature and other sources are updated. In the course of the lectures and exercises the students are informed about the relevant jurisprudence and the knowledge gained from the Czech National Bank's decision-making practice. During the exam, the student has the right to use uncommented legal regulations in paper form.

• Enrolment Statistics (Autumn 2024, recent)
  
• Permalink: https://is.muni.cz/course/law/autumn2024/NF103Zk