Grand Strategy MVZ248 Week3 Definitions Traditional idea of strategy and builds upon it in 3 ways. Includes diplomatic, economic, informational means Instruments of internal policies and external forces/variables Includes periods of peacetime and wartime Murray, et.al The Making of Strategy: Rulers, States, and War. Cambridge University Press, pp.1-23 bridge University Press. pp. 1–23. Grand strategy expands on the traditional idea of strategy in three ways:^[3] 1. Murray; et al. (1994). The Making of Strategy: Rulers, States, and War. Cambridge University Press. pp. 1–23. Terminology Academia Yale and Duke and Herzliya Collection of plans and policies of a nation state. Grand strategy is reconciling ends and means. Purposeful action What leaders think and want Constraints and limitations (internal and external) Grand strategy is a term of art from academia, and refers to the collection of plans and policies that comprise the state’s deliberate effort to harness political, military, diplomatic, and economic tools together to advance that state’s national interest. Grand strategy is the art of reconciling ends and means. It involves purposive action — what leaders think and want. Such action is constrained by factors leaders explicitly recognize (for instance, budget constraints and the limitations inherent in the tools of statecraft) and by those they might only implicitly feel (cultural or cognitive screens that shape worldviews). Thought-process Theory Leader’s theories about how the world works and what is role of their nation-state Policy and Practice Government action and reaction in response to real (perceived) threats and opportunities. U.S.A = Iraq Israel = Iran Grand Strategy begins with theory: leaders’ theories about how the world works and what is or ought to be their states’ roles in that world. Yet it is embodied inpolicy and practice: government action and reaction in response to real (or perceived) threats and opportunities. Blending Disciplines of history, political science, public policy, and economics What happened and why; underlying patterns; how did it work/better; national resources produced and protected? Improvement of understanding in key areas History is more relevant; Pol.Sci is more concrete, public policy is contextualized, and economics is security-oriented. Grand strategy blends the disciplines of history (what happened and why?), political science (what underlying patterns and causal mechanisms are at work?), public policy (how well did it work and how could it be done better?), and economics (how are national resources produced and protected?). Students are especially drawn to grand strategy because it makes history more relevant, political science more concrete, public policy more broadly contextualized, and economics more security-oriented. Issues Primary versus secondary theaters, distribution of resources, international alliances best fit for national goals. Grand strategy overlaps with foreign policy. Political leadership directs grand strategy with input from military and policy officials. NSC/ Pentagon or Chief of General Staff (Israeli Defense Staff) Grand strategy develops over years, perhaps multiple generations Israel (Cabinet/politicians) USA (Kennan) = ?? Views Neo-isolationism Selective engagement US (Middle East) Israel (Sinai) (Lebanon) Cooperative security Primacy (Arms) Posen & Ross (Winter 1996-1997) “Competing Visions for U.S. Grand Strategy” International Security. 21 (3). 5-53. In a 1997 piece for International Security entitled "Competing Visions for U.S. Grand Strategy," Barry R. Posen and Andrew L. Ross outlined four major grand strategies applicable to U.S. foreign policy in the post-Cold War world:^[7] 1.neo-isolationism 2.selective engagement 3.cooperative security 4.primacy Posen, Ross, Barry R., Andrew L. (Winter 1996–1997). "Competing Visions for U.S. Grand Strategy" (PDF). International Security. 21 (3): 5–53. Neo-Isolationism No active participation in international politics to maintain national security. No threats to American homeland, no need to intervene abroad Nuclear weapons assure political sovereignty and territorial integrity of U.S.; while proliferation prevents emergence of competing hegemon. This follows strictly speaking a defensive realist understanding of international politics. from a defensive realist understanding of international politics, what the authors call "neo-isolationism" advocates the United States remove itself from active participation in international politics in order to maintain its national security. It holds that because there are no threats to the American homeland, the United States does not need to intervene abroad. Stressing a particular understanding of nuclear weapons, the authors describe how proponents believe the destructive power of nuclear weapons and retaliatory potential of the United States assure the political sovereignty and territorial integrity of the United States, while the proliferation of such weapons to countries like Britain, France, China and Russia prevents the emergence of any competing hegemon on the Eurasian landmass. Selective Engagement Focus is on powers with significant industrial and military to prevent war. Europe, Asia and the Middle East matter most to the United States Europe and Asia = great powers, economic impact on IP Middle East primary source of oil. Prevents nuclear proliferation with strong nuclear deterrent. At issue: differentiate necessary versus unnecessary engagement & whether strategy represents a shift? The focus, therefore, lies on those powers with significant industrial and military potential and the prevention of war amongst those states. Most proponents of this strategy believe Europe, Asia and the Middle East matter most to the United States. Europe and Asia contain the great powers, which have the greatest military and economic impact on international politics, and the Middle East is a primary source of oil for much of the developed world. In addition to these more particular concerns, selective engagement also focuses on preventing nuclear proliferation and any conflict that could lead to a great power war, but provides no clear guidelines for humanitarian interventions. The authors envision that a strategy of selective engagement would involve a strong nuclear deterrent with a force structure capable of fighting two regional wars, each through some combination of ground, air and sea forces complemented with forces from a regional ally. They question, however, whether such a policy could garner sustained support from a liberal democracy experienced with a moralistic approach to international relations, whether the United States could successfully differentiate necessary versus unnecessary engagement and whether a strategy that focuses on Europe, Asia and the Middle East actually represents a shift from current engagement. Collective Security (CS) Is inspired by liberalism NOT realism in approach to IR. CS considers nuclear proliferation, regional conflicts and humanitarian crisis to be major interests of the United States Grand strategy involves support for international institutions, agreements, use of force for humanitarian purposes. Overcome security dilemma and deter interstate conflict. However, collective action problems such as international institutions, public opinion, limitations of arms control are ALL criticisms. The authors^[13] write "the most important distinguishing of cooperative security is the proposition that peace is effectively indivisible."^[14] Unlike the other three alternatives, cooperative security draws upon liberalism rather than realism^[^citation needed^] in its approach to international relations. Stressing the importance of world peace and international cooperation, the view supposes the growth in democratic governance and the use of international institutions will hopefully overcome the security dilemma and deter interstate conflict.^[^citation needed^] They^[13] propose that collective action is the most effective means of preventing potential state and non-state aggressors from threatening other states. Cooperative security considers nuclear proliferation, regional conflicts and humanitarian crises to be major interests of the United States. The authors imagine that such a grand strategy would involve stronger support for international institutions, agreements, and the frequent use of force for humanitarian purposes. Were international institutions to ultimately entail the deployment of a multinational force, the authors suppose the United States' contribution would emphasize command, control, communications and intelligence, defense suppression, and precision-guided munitions-what they considered at the time to be the United States' comparative advantage in aerospace power.^[14] Collective action problems, the problems of the effective formation of international institutions, the vacillating feelings of democratic populations, and the limitations of arms control are all offered by the authors as noted criticisms of collective security. Hegemon--USA Preponderance of power ensures peace i.e. U.S.A Pursue hegemony and dominate international system U.S. foreign policy focus on maintaining U.S. power and prevent other powers from becoming serious challengers. Only intervene when direct impact on national security occurs. Military forces at similar levels as during Cold War Undermines valuable multilateral institutions, the feasibility of preventing war and imperial overstretch 'Primacy holds that only a preponderance of U.S. power ensures peace.'^[15] As a result, it advocates that the United States pursue ultimate hegemony and dominate the international system economically, politically and militarily, rejecting any return to bipolarity or multipolarity and preventing the emergence of any peer competitor. Therefore, its proponents argue that U.S. foreign policy should focus on maintaining U.S. power and preventing any other power from becoming a serious challenger to the United States. With this in mind, some supporters of this strategy argue that the U.S. should work to contain China and other competitors rather than engage them. In regards to humanitarian crises and regional conflicts, primacy holds that the U.S. should only intervene when they directly impact national security, more along the lines of selective engagement than collective security. It does, however, advocate for the active prevention of nuclear proliferation at a level similar to collective security. Implementation of such a strategy would entail military forces at similar levels to those during the Cold War, with emphasis on military modernization and research and development. They note, however, that "the quest for primacy is likely to prove futile for five reasons": the diffusion of economic and technological capabilities, interstate balancing against the United States, the danger that hegemonic leadership will fatally undermine valuable multilateral institutions, the feasibility of preventive war and the dangers of imperial overstretch.^[16] Daniel Drezner, professor of international politics at Tufts University, outlines three arguments offered by primacy enthusiasts contending that military preeminence generates positive economic externalities.^[17] "One argument, which I label 'geoeconomic favoritism,' hypothesizes that the military hegemon will attract private capital because it provides the greatest security and safety to investors. A second argument posits that the benefits from military primacy flow from geopolitical favoritism: that sovereign states, in return for living under the security umbrella of the military superpower, voluntarily transfer resources to help subsidize the cost of the economy. The third argument postulates that states are most likely to enjoy global public goods under a unipolar distribution of military power, accelerating global economic growth and reducing security tensions. These public goods benefit the hegemon as much, if not more, than they do other actors."^[17] Drezner maintains the empirical evidence supporting the third argument is the strongest, though with some qualifiers. "Although the precise causal mechanism remain disputed, hegemonic eras are nevertheless strongly correlated with lower trade barriers and greater levels of globalization."^[18] However, Drezner highlights a caveat: The cost of maintaining global public goods catches up to the superpower providing them. "Other countries free-ride off of the hegemon, allowing them to grow faster. Technologies diffuse from the hegemonic power to the rest of the world, facilitating catch-up. Chinese analysts have posited that these phenomena, occurring right now, are allowing China to outgrow the United States."^[19] Hegemon--Israel Arms Conventional Nuclear Territory Buffer-zones by war and peace Alliances Arab and Western Primacy + Selective Engagement--USA Primacy ensures peace (US power as primacy ensures peace) Dominate the international system; reject bipolar or multipolar world. Foreign policy focus is on maintenance of power and prevention of competitor Contain rivals rather than engage them. China and Russia Only intervene when national security (selective engagement) is directly impacted R2P; regional conflicts 'Primacy holds that only a preponderance of U.S. power ensures peace.'^[15] As a result, it advocates that the United States pursue ultimate hegemony and dominate the international system economically, politically and militarily, rejecting any return to bipolarity or multipolarity and preventing the emergence of any peer competitor. Therefore, its proponents argue that U.S. foreign policy should focus on maintaining U.S. power and preventing any other power from becoming a serious challenger to the United States. With this in mind, some supporters of this strategy argue that the U.S. should work to contain China and other competitors rather than engage them. In regards to humanitarian crises and regional conflicts, primacy holds that the U.S. should only intervene when they directly impact national security, more along the lines of selective engagement than collective security. It does, however, advocate for the active prevention of nuclear proliferation at a level similar to collective security. Implementation of such a strategy would entail military forces at similar levels to those during the Cold War, with emphasis on military modernization and research and development. They note, however, that "the quest for primacy is likely to prove futile for five reasons": the diffusion of economic and technological capabilities, interstate balancing against the United States, the danger that hegemonic leadership will fatally undermine valuable multilateral institutions, the feasibility of preventive war and the dangers of imperial overstretch.^[16] Daniel Drezner, professor of international politics at Tufts University, outlines three arguments offered by primacy enthusiasts contending that military preeminence generates positive economic externalities.^[17] "One argument, which I label 'geoeconomic favoritism,' hypothesizes that the military hegemon will attract private capital because it provides the greatest security and safety to investors. A second argument posits that the benefits from military primacy flow from geopolitical favoritism: that sovereign states, in return for living under the security umbrella of the military superpower, voluntarily transfer resources to help subsidize the cost of the economy. The third argument postulates that states are most likely to enjoy global public goods under a unipolar distribution of military power, accelerating global economic growth and reducing security tensions. These public goods benefit the hegemon as much, if not more, than they do other actors."^[17] Drezner maintains the empirical evidence supporting the third argument is the strongest, though with some qualifiers. "Although the precise causal mechanism remain disputed, hegemonic eras are nevertheless strongly correlated with lower trade barriers and greater levels of globalization."^[18] However, Drezner highlights a caveat: The cost of maintaining global public goods catches up to the superpower providing them. "Other countries free-ride off of the hegemon, allowing them to grow faster. Technologies diffuse from the hegemonic power to the rest of the world, facilitating catch-up. Chinese analysts have posited that these phenomena, occurring right now, are allowing China to outgrow the United States."^[19] Primacy + Selective Engagement--Israel Egypt and Jordan Gaza Territory under control from 1967-2005 Terrorism + buffer-zone Lebanon Terrorism (1982; 2006) + Buffer zone Regional stability (1982) Post 2010 Barry Posen advocates US abandon hegemonic strategy. Replace with restraint. Focus on security challenges: powerful rival(s); terrorism;limiting nuclear proliferation Don’t shape world to U.S. values, instead advocate vital national interests Obama administration arguably exercised this view Large troop contingents downsized in peaceful regions (Europe) Preserve country’s prosperity and security. Posen proposes the United States abandon its hegemonic strategy and replace it with one of restraint. This translates into jettisoning the quest of shaping a world that is satisfactory to U.S. values and instead advances vital national security interests: The U.S. military would go to war only when it must. Large troop contingents in unprecedentedly peaceful regions such as Europe would be significantly downsized, incentivizing NATO members to provide more for their own security. Under such a scenario, the United States would have more leeway in using resources to combat the most pressing threats to its security. A strategy of restraint, therefore, would help preserve the country's prosperity and security more so than a hegemonic strategy. To be sure, Posen makes clear that he is not advocating isolationism. Rather, the United States should focus on three pressing security challenges: preventing a powerful rival from upending the global balance of power, fighting terrorists, and limiting nuclear proliferation Arguments Ikenberry, Brooks, and Wohlforth not convinced with Posen. U.S. has no powerful rivals, no need to balance; U.S. military is prime U.S. domination of military technology allows for trade of access. Allies agree not to transfer key military tech. to competitors. Brooks, Ikenberry, Wohlforth (January-February, 2013). “Lean Forward: In Defense of American Engagement” Foreign Affairs. 92. (1). Ikenberry, Brooks, and Wohlforth are not convinced that the current U.S. grand strategy generates subsequent counterbalancing. Unlike the prior hegemons, the United States is geographically isolated and faces no contiguous great power rivals interested in balancing it. This means the United States is far less threatening to great powers that are situated oceans away, the authors claim. Moreover, any competitor would have a hard time matching U.S. military might. "Not only is the United States so far ahead militarily in both quantitative and qualitative terms, but its security guarantees also give it the leverage to prevent allies from giving military technology to potential U.S. rivals. Because the United States dominates the high-end defense industry, it can trade access to its defense market for allies' agreement not to transfer key military technologies to its competitors. Brooks, Stephen; Ikenberry, John; Wohlforth, William (January–February 2013). "Lean Forward: In Defense of American Engagement". Foreign Affairs. 92 (1): 130–142, 137 Arguments Ted Carpenter argues further that major power needs to preserve its strategic insolvency. Overextension and national exhaustion Off-loading security responsibility must be assessed on a case-by-case basis. Moral indignation rather than calculated assessment of national interest then murky conflict involvement will occur. Carpenter (March-April 2013). “Delusions of Indispensability” (124): 47-55. It is imperative for a major power that wishes to preserve its strategic insolvency. Otherwise, overextension and national exhaustion become increasing dangers."^[22] Carpenter thinks that off-loading U.S. security responsibility must be assessed on a case-by-case basis. Nevertheless, the United States must refrain from using military might in campaigns that do not directly deal with U.S. interests. "If a sense of moral indignation, instead of a calculating assessment of the national interest, governs U.S. foreign policy, the United States will become involved in even more murky conflicts in which few if any tangible American interests are at stake. Carpenter, Ted (March–April 2013). "Delusions of Indispensability". The National Interest (124): 47–55. Analysis In Israel cycles and status quo Overextension and national exhaustion (Intifada);(Gaza); (Oslo Accords) Off-loading security responsibility must be assessed on a case-by-case basis. (Gaza withdrawal in 2005; security fence) Moral indignation rather than calculated assessment of national interest then murky conflict involvement will occur. (Terrorism -kidnapping + public outcry = Lebanon) Criticism Difficult to organize resources for effective grand strategy Tendency to see actions of states as coherent and purposeful...or assume actions and choices are more decisive. Fallacy of coherence Tendency of policymakers to believe they can greater influence events. Fallacy of control Richard Betts (2012). American Force: Dangers, Delusions, and Dilemmas in National Security. Columbia University Press. the difficulty of organizing resources for effective grand strategy, Betts explores both the retrospective fallacy of coherence – the tendency to see the actions of states as more coherent and purposeful than they actually were or to assume particular actions and choices as more decisive in the outcome of events than they actually were – and the prospective fallacy of control – the tendency of policymakers to believe they can exert far greater influence over events than they can. Betts, Richard (2012). American Force: Dangers, Delusions, and Dilemmas in National Security. New York: Columbia University Press. pp. 232–265 Criticism Richard Betts details skeptics critiques regarding feasibility and practicability of strategy. “To skeptics, effective strategy is often an illusion because what happens in the gap between objectives and war outcomes is too complex and unpredictable to be manipulated to a specific end ” USA in Iraq (2003-2007) Israel in Gaza and Lebanon Israel for Oslo Accords Betts (Autumn 2000). “Is Strategy an Illusion”. International Security. 25 (2): 5-20 detailed some of the critiques raised by skeptics regarding the feasibility and practicability of strategy, explaining "[t]o skeptics, effective strategy is often an illusion because what happens in the gap between policy objectives and war outcomes is too complex and unpredictable to be manipulated to a specified end." Betts, Richard K. (Autumn 2000). "Is Strategy an Illusion". International Security. 25 (2): 5–50